Will 2023 be the year of the AI lawsuit?

2023-02-04 08:13:35
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Midjourney doesn’t understand fingers – strange, considering the generative AI’s knack for create weird and wonderful images from little more than a simple text prompt. Take, for example, the assembly line of stills from movies never made by famous directors, or more unhinged outputs featuring velociraptors posing with high school graduates at their annual prom or ‘King of the Hill’ reimagined as a live-action 1980s sitcom. Digits, though, seem to be the most unimportant part of these pictures, often seven or eight to a hand or shaved at the knuckle, foregrounded by more dazzling and distracting visuals.

AI art lawsuit
An AI-generated representation of a sandy desert with trees. Generative AI platforms like Midjourney and Stability AI are facing lawsuits from artists concerned that outputs such as this are trained on copyrighted works without permission. (Photo by Prompart/Pixexid)

Real artists aren’t pleased – less by the finger crisis than the possibility that generative platforms like Midjourney, DALLE-2 and Stable Diffusion could lead to the debasement of their craft. Others, meanwhile, believe that these models are spitting out little more than cheap reformulations of existing, copyrighted work. Last month, three of those artists mounted a civil lawsuit in San Francisco and London against Midjourney and Stability AI, on the grounds that their models used their works in training databases without permission and that, consequently, any works produced were derivative. Stock photography service Getty, meanwhile, has sent a letter to both warning of future legal action, after several generations appeared containing ghostly reproductions of the platform’s famous watermark.

Suits like these, explains Cerys Wyn Davies, an intellectual property expert at Pinsent Masons, create immense challenges for regulators in considering the interests of the users of a new technology and those of the industry it’s set to transform. “You have to have a balance between the rights owner and freedom for people to innovate,” says Davies. “But, of course, giving that right to people – an intellectual property right – has always been there to encourage innovation.”

Generative AI lawsuits 101

Two main arguments are at play in the lawsuit against Midjourney and Stability AI: namely, that the firms infringed the copyright of the artists by using their images without permission, and that the inclusion of these images in the training data makes the outputs effectively derivative content. On the face of it, says Dr Bahne Sievers, the argument about training data is perfectly reasonable. Most jurisdictions do not allow anyone to use copyrighted data “unless you have a licence,” explains the intellectual property lawyer at FieldFisher. “But, nobody has a licence!”

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There are exceptions to this rule. In the US, for example, there is a broad ‘fair use’ doctrine, which permits the use of copyrighted materials for the purposes of free expression or for a ‘transformative’ purpose. There’s much less leeway in European jurisdictions, however, with countries such as Germany and the UK only permitting specific scenarios where it is permissible to use copyrighted materials. That would excuse quoting a copyrighted work or painting a portrait in a similar style to another, say Sievers and Davies, but not necessarily hoovering up artistic images to train an AI model without permission of the rights holders.

“For Stability AI to be able to argue a broader fair dealing defence in the UK is probably going to be more difficult” than in the US, says Gill Dennis, an intellectual property law expert at Pinsent Masons, “because they’re not necessarily falling within any of the fair dealing exceptions specifically set out in the legislation.”

It’s also odd to some lawyers that generative AI firms are being sued and not those that compiled the dataset. In the case of Midjourney, that would be the large-scale Artificial Intelligence Open Network (LAION), based in Germany. “If LAION created the dataset, then the alleged infringement occurred at that point, not once the dataset was used to train the models,” Eliana Torres, an intellectual property lawyer with the law firm Nixon Peabody, told Tech Crunch last month. It’s also important to note, says Dr Andres Guadamuz, a reader in intellectual property law at the University of Sussex, that LAION doesn’t actually keep copyrighted images on file but only links to their original locations on the internet – which, he adds, is perfectly acceptable to mine under European and German law. 

Any argument that the works produced by generative AI are in some way reproductions of original works is also hard to prove, says Guadamuz. Each image, after all, is broken down into mathematical abstractions, which are then used by the model to help chart the commonalities between the aspects of a given photo, painting or rendering and written text prompts. One might compare the process to an artist committing all the pictures in the world to memory to learn how to create something new, rather than incorporating fractional chunks of each image into their latest creations. 

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Not every artist baulks at this process. For his part, Mario Klingemann has used AI to create images for the better part of a decade, and wouldn’t especially mind if his works appeared in a generative AI dataset. Indeed, he worries that a victory for the artists in the Stability AI suit would stick a philosophical wrench into the development of new generative services. “If you set the precedent that learning from material is something you have to ask for permission [to do],” says Klingemann, “then why does this only apply to machines, and not to humans?” 

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AI art lawsuit
A Midjourney output generated on the theme of ‘industrial warehouses.’ While one lawsuit against the firm maintains that the works it produces use copyrighted images within its training data, and are therefore derivative of those works, AI researchers maintain that the intricacies of the training method mean that this is not the case. (Image by Kevin Dooley/Flickr)

Future balances

Getty may be on stronger legal ground with its suit. There, Guadamuz suspects that the firm will argue that the inclusion of their images in AI training datasets is a simple violation of its website’s terms of service, an oversight that could be remedied in future with a simple licencing agreement between the firm and generative AI services like Midjourney. But even then, he adds, “I’m not sure if that’s going to fly, because you have to say that the robots have the capacity to enter into a contract.”

Until verdicts are reached in these suits, explains Sievers, generative AI firms are exposing themselves to significant legal risks across multiple jurisdictions. One might imagine that exposure being limited by not running that service in a country where that risk is more pronounced, or excluding works by persons of that nationality. But, says Sievers, while “it’s easy if you just limit your AI to five artists, when you say that you just exclude Germans, I think technically that would be a hell of a lot of work.”

Regulators, meanwhile, seem to have been caught by surprise by the legal ramifications of generative AI. In the UK, for example, a sweeping consultation by the Intellectual Property Office on how copyright law should be amended to foster innovation in AI ended just before the emergence of ChatGPT. While it seemed poised to recommend allowing less discriminate data mining for commercial purposes, intense lobbying from the creative industries seems to have halted that move for now. As a result, says Davies, “they told us that it was likely to be watered down.”

One solution to complaints of copyright infringement in AI text and data mining may be the creation of automated filters, some of which have already emerged. GitHub, for example, rolled out a filter in 2021 that (mostly) prevented Copilot from suggesting anything that was identical or substantially similar to its publicly available code, though this didn’t stop another lawsuit targeting Microsoft, GitHub and OpenAI for facilitating copyright infringements being filed in November. Stability AI, too, has promised to include an opt-out provision for artists in its next iteration of Stable Diffusion. Such workarounds are set to become more common, says Guadamuz, as jurisdictions compete with each other to allow generative AI to gin up productivity in their respective economies. 

What that could mean for the future of copyright law is hard to say. History shows, however, that its governing principles can resist the mild panic that accompanies the introduction of new technology. “Book printing was the first time where you needed a copyright law,” says Sievers, with photography becoming the next great controversy for lawyers to solve. Over time, though, a new consensus emerged over where and when it was fair to use protected materials that accommodated widespread use of the new technology – a process, the lawyer argues, is just as likely to happen again.

In the meantime, though, we may see a slowdown in new generative AI applications while these lawsuits play out. “I know that the music models are as good, if not better, than the art models,” says Guadamuz, but developers are reluctant to commercialise their services for fear of courting litigation from record labels.  Google is one. The search giant has proven reluctant to make its MusicLM model open source, partly because its developers discovered that 1% of its outputs were direct replications of the songs from its training data.  

It’s unlikely, however, that the current wave of AI lawsuits will see releases grind to a halt. Now that the general principles of building such generative applications from larger foundation models have been firmly established, the future of the field is no longer contingent on the existence of players such as Midjourney, Stability AI or even OpenAI. “They could get sued out of existence,” says Guadamuz, “and artificial intelligence would continue happening as it is right now.”

Read more: You loved ChatGPT. Wait until you see its rivals

Topics in this article : AI , ChatGPT

参考译文
2023年将成为人工智能诉讼之年吗?
Midjourney无法处理手指图像——这似乎有些奇怪,因为生成式AI通常非常擅长仅凭一个简单的文字提示,就能创造出奇特而惊艳的图像。例如,你可以看到一条由从未拍摄过的电影静帧组成的生产线,或更离谱的画面,比如迅猛龙在毕业舞会上与高中生一起摆姿势,又或是《King of the Hill》被重新构思为一部1980年代的真人情景喜剧。然而,数字,特别是手指,在这些图像中似乎完全不重要,常常一个手掌上画着七到八个手指,或者只画到关节位置,而画面中其他更吸引人、更复杂的视觉元素则占据了主导地位。一张由AI生成的沙丘沙漠图像,配以树木。像Midjourney和Stability AI这样的生成式AI平台正面临来自艺术家的诉讼,他们担心像这样的图像在训练过程中使用了未经许可的版权作品。(图片提供:Prompart/Pixexid)真正的艺术家并不高兴——他们更担忧的不是手指问题,而是Midjourney、DALLE-2和Stable Diffusion等生成式平台可能削弱他们的艺术价值。另一部分人则认为,这些模型不过是将现有版权作品进行廉价的重新包装。上个月,三位艺术家分别在旧金山和伦敦对Midjourney和Stability AI提起了民事诉讼,指控这些公司的模型在训练数据中使用了他们的作品而未获得许可,因此所有生成的图像都是衍生作品。与此同时,股票摄影服务公司Getty也发信警告这两家公司,称未来将采取法律行动,因为出现了包含其标志性水印的“幽灵图像”。Pinsent Masons的知识产权专家Cerys Wyn Davies解释说,像这样的诉讼为监管机构带来了巨大的挑战,即在考虑新技术用户的利益与它即将变革的行业的利益之间取得平衡。“必须在版权拥有者与人们进行创新的自由之间找到一个平衡点,”Davies说,“但当然,赋予人们知识产权的自由一直是为了鼓励创新。” 生成式AI诉讼入门 在针对Midjourney和Stability AI的诉讼中,主要有两个论点:一是这些公司未经许可使用了艺术家的图像,涉嫌侵犯版权;二是将这些图像纳入训练数据,会使输出的图像被视为衍生内容。 知识产权律师FieldFisher的Bahne Sievers博士表示,关于训练数据的争论从表面上看是完全合理的。大多数司法管辖区不允许任何人使用受版权保护的数据,“除非你有许可。” 他说:“但没人有许可!” 数据洞察 查看全部 这一规则也有一些例外。例如,在美国,就有一项广泛的“合理使用”原则,允许人们为了自由表达或“转化性”目的使用受版权保护的材料。然而,在欧洲司法管辖区,自由度则小得多,德国和英国等国家只允许在特定情况下使用受版权保护的材料。Sievers和Davies表示,这可以解释引用受版权保护的作品或模仿其他艺术家风格创作肖像画,但不一定允许在未经权利人许可的情况下大量收集艺术图像来训练AI模型。 Pinsent Masons的知识产权法专家Gill Dennis表示:“Stability AI要在美国之外的其他国家,比如英国,争取到更广泛的合理使用辩护,可能比在美国更难,因为它们不一定符合立法中明确规定的所有合理使用例外。” 一些律师觉得奇怪的是,被起诉的不是负责创建数据集的公司,而是生成式AI公司。以Midjourney为例,其数据集来自位于德国的大规模人工智能开放网络(LAION)。Nixon Peabody律师事务所的知识产权律师Eliana Torres上个月告诉TechCrunch:“如果LAION创建了数据集,那么所谓的侵权行为发生在那一刻,而不是在数据集用于训练模型之后。” 苏塞克斯大学的知识产权法研究员Andrés Guadamuz博士还指出,LAION实际上并不保存受版权保护的图像,它只是保存了这些图像在互联网上的原始链接,他表示,在欧洲和德国法律下,这种行为是可以合法进行的。 Guadamuz还表示,证明生成式AI所创作的内容在某种程度上是原始作品的复制,也是很难的。毕竟,每张图片都会被分解为数学抽象,然后模型利用这些抽象来绘制出某一照片、绘画或渲染图像和文字提示之间的共同特征。这可以类比为一个艺术家通过记住世界上所有的图片来学习如何创作新的东西,而不是将其每一幅图片的片段融入到最新的作品中。 内容由我们的合作伙伴提供 科技行业为何必须拥抱更快、更智能的人才招聘 Sherif Tawfik:中东和非洲已经准备好在气候问题上发挥领导作用 在现代ERP系统中需要关注什么 并非所有艺术家都反对这一过程。对于他来说,Mario Klingemann已经使用AI创建图像近十年,如果他的作品出现在生成式AI数据集中,他并不会特别反对。事实上,他担心的是,艺术家在Stability AI案件中的胜诉,可能会对新生成式服务的开发造成哲学上的阻碍。 Klingemann说:“如果你设定了一个先例,即学习资料是需要获得许可的,那么为什么这仅仅适用于机器而不适用于人类呢?” 查看所有新闻简报 注册我们的新闻简报 数据、洞察和分析直达你的邮箱 由The Tech Monitor团队提供 在这里注册 一张由Midjourney生成的主题为“工业仓库”的图像。针对该公司的某项诉讼声称,其生成的作品在训练数据中使用了受版权保护的图像,因此这些作品是衍生作品。然而,AI研究人员则坚持认为,训练方法的复杂性意味着并非如此。(图片提供:Kevin Dooley/Flickr) 未来的平衡 与Midjourney的诉讼相比,Getty的法律立场可能更稳固。Guadamuz认为,该公司将主张其图像被纳入AI训练数据集,违反了其网站的服务条款,未来这一问题可以通过与Midjourney等生成式AI服务签订简单的许可协议来弥补。但即使如此,他补充道,“我不确定这能奏效,因为你必须说机器人有能力签订合同。” Sievers解释说,在这些案件裁决之前,生成式AI公司正面临多司法管辖区的重大法律风险。一种可能的规避方式是,不在那些风险更严重的国家运行该服务,或者排除那些国家的创作者作品。但Sievers表示,虽然“你只需排除五个艺术家,这看起来很容易,但当你排除德国人时,我想这在技术上会是一项巨大的工作。” 监管机构似乎也被生成式AI带来的法律后果打了个措手不及。例如,在英国,知识产权局此前曾广泛征求公众意见,希望修改版权法以促进AI领域的创新,但该过程在ChatGPT出现前便结束了。尽管看起来即将建议允许对数据进行更广泛的商业挖掘,但创意产业的强烈游说使这一提议暂时搁置。因此,Davies表示:“他们告诉我们,这一建议很可能会被弱化。” 针对AI文本和数据挖掘中的版权侵权投诉,一个可能的解决方案是创建自动过滤器,其中一些已经出现。例如,GitHub在2021年推出了一项过滤器,(基本上)阻止了Copilot建议与公开代码完全相同或高度相似的内容,尽管这并不能阻止另一项针对微软、GitHub和OpenAI的诉讼,指控它们协助进行版权侵权。Stability AI也承诺在其下一个版本的Stable Diffusion中为艺术家提供退出选项。 Guadamuz表示,随着各个司法管辖区竞争,以允许生成式AI为各自经济体创造生产力,这些解决方法将变得越来越普遍。 这对未来版权法的含义很难说。然而,历史表明,其管理原则可以抵制伴随新技术引入而产生的轻微恐慌。“书籍印刷是首次出现需要版权法的时刻,”Sievers说道,“随后,摄影成为律师们解决的下一个重大争议。” 不过,随着时间推移,一个新的共识逐渐形成,即在何时、何地使用受保护材料是公平的,从而适应新技术的广泛使用,律师认为,这一过程也有可能再次发生。 与此同时,随着这些诉讼的进行,我们可能会看到新的生成式AI应用的推广速度放缓。Guadamuz表示,“我知道音乐模型和艺术模型一样,甚至更优秀,”但开发人员担心会因唱片公司提起的诉讼而犹豫是否商业化。谷歌就是一个例子。这家搜索引擎巨头不愿将其MusicLM模型开源,部分原因在于其开发人员发现1%的输出是其训练数据中歌曲的直接复制。 然而,目前的这一波AI诉讼不太可能使发布完全停滞。现在,从更大的基础模型中构建这类生成式应用的一般原则已经确立,该领域的未来不再依赖于Midjourney、Stability AI甚至OpenAI等公司的存在。Guadamuz表示,“他们可能会被起诉至破产,但人工智能仍将按照目前的方式继续发展。” 阅读更多:你爱上了ChatGPT。等你看看它的竞争对手吧 本文主题:人工智能,ChatGPT
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