Dams Worldwide Are at Risk of Catastrophic Failure

2023-09-17
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After two dams in northeastern Libya failed, thousands of people are dead, thousands more are unaccounted for, and tens of thousands are displaced in the city of Derna and surrounding towns. The dams along the Wadi Derna river valley collapsed amid Storm Daniel, a Mediterranean cyclone that dropped up to 16 inches of rain over parts of the North African country in a single 24-hour period this week. The same record-breaking storm also inundated Greece, Bulgaria and Turkey, causing devastating flooding across the region of those nations before making landfall in Libya.

The scale of the catastrophe in Derna, a city of around 100,000 people, is massive. Yet its underlying causes are not unique. The disaster occurred at the confluence of sociopolitical instability wrought by civil war, a historic storm (likely exacerbated by climate change) and neglected infrastructure: the destroyed dams, first constructed in the 1970s, had reportedly not been maintained since 2002. Similar conditions are replicated in many other places worldwide. In the aftermath of Derna’s dam collapses, experts are calling for renewed attention to the international problem of aging, ill-maintained dams.

Most of the world’s large dams were built in the decades following World War II, between about 1950 and 1985, says Duminda Perera, a civil engineer and risk assessment researcher at the United Nations University Institute for Water, Environment and Health. These dams are important infrastructure that provide reliable drinking water, agricultural irrigation, flood control and electricity to many. Yet dams—like all human-made structures—have a limited life span, degrade over time and require upkeep. On the lower end, “50 years is the reasonable safe age limit,” Perera says; the Derna dams were fast approaching that age. A 2021 U.N. report co-authored by Perera assessed more than 50,000 large dams around the world. He and his co-researchers found that many countries’ dams are, on average, older than age 50 and are at increasing risk of failure. This includes in the U.S., which has the second-highest number of large dams in the world after China and where the average large dam is 65 years old.

The American Society of Civil Engineers regularly issues a “report card” on U.S. infrastructure. In the most recent 2021 assessment, the nation’s dams were given a grade of D. In part, that’s because engineering standards and our understanding of hydrology were far less robust when these dams were built, says Del Shannon, a civil engineer in Colorado and the dam report card’s primary author. Another contributing factor is the mounting, unaddressed structural issues these dams have accrued in recent decades.

Water is powerful. Even concrete dams, such as the eminently recognizable Hoover Dam, are vulnerable to its force over time, says Mark Baker, a retired dam safety engineer who spent more than 30 combined years working on dam safety for the National Park Service and Bureau of Reclamation. Erosion impacts the earth below and around the concrete structure. Often, these dams require reinforcement or new foundation anchors to stay stable. And concrete itself can weaken with exposure to the elements, undergoing subtle chemical reactions that undermine its stability, Baker explains.

Embankment dams—built from materials such as compacted clay, soil and stone—are more common than their concrete counterparts because they’re cheaper, Shannon says. But they’re also even more vulnerable to degradation over time. Embankment dams erode internally as water eats through the center of the structure and pushes supporting material downstream. Without remediation, this results in seepages that can progress into cracks and eventually collapse.

Also, if water outlets aren’t kept properly clear of debris and vegetation, or if a dam and its spillways aren’t large enough to manage the volume in a reservoir, embankment dams are at risk of being overtopped. This is when water pours over a dam’s rim, triggering very rapid erosion of the structure’s front side. In under an hour, Shannon says, water cascading over the front of such a dam can cause collapse. This, he adds, is likely the mechanism by which the clay-and-rock dams in Derna failed—though without more information and a thorough investigation, he emphasizes, this is not yet possible to know for certain.

Regular maintenance, reinforcements and retrofitting can extend a dam’s safe operation well past 100 years and bring a structure up to current standards, Perera and Shannon say. But many dams don’t receive routine repairs and are not aging gracefully. Just making the recommended fixes to most U.S. dams would cost an estimated $157.5 billion dollars, according to a 2023 report from the Association of State Dam Safety Officials. And then there’s the rest of the world, where data on necessary dam rehabilitation and estimated costs are often sparse or difficult to obtain. Yet even when governments or private companies know dam repairs are necessary, they may lack the political will and appropriate funding to take action.

Perera’s 2021 U.N. report identified several dams as dangerous. One example is the Mullaperiyar Dam in the Indian state of Kerala. The structure is more than 125 years old and has visible signs of damage, and it sits at a state border where political relations are tense and in a region where earthquakes are common. If the dam were to fail, an estimated 3.5 million people would be impacted. But the necessary fixes to shore up the structure haven’t yet been made.

In Libya, too, engineers were aware of the Derna dams’ vulnerabilities. A hydrology study of the Wadi Derna Basin published just last year cautioned, “It is clear that the study area is exposed to flood risks.” The study author further wrote (translated from Arabic) that “immediate measures must be taken for regular maintenance of the existing dams, because in the event of a huge flood, the result will be disastrous for the residents of the valley and the city.” If this warning had been heeded, thousands of lives might have been saved.

But it’s not too late to spare other places and people from similar catastrophes. “We should be proactive rather than reactive,” Perera says. Investing in dams, creating early-warning systems and bolstering emergency planning are key, he adds. “It needs to be a global effort,” Perera says.

参考译文
全球大坝面临灾难性溃坝的风险
利比亚东北部的两座水坝失事后,数千人丧生,更多人下落不明,数十万居民从德尔纳市及周边城镇被迫撤离。此次事故发生在德尔纳河谷沿岸的水坝遭遇“丹尼尔”风暴袭击时,这场风暴是一场地中海飓风,本周之内在北非国家部分地区降下了高达16英寸(约40厘米)的雨水。同一天,这场破纪录的风暴还淹没了希腊、保加利亚和土耳其,造成这三个国家的地区洪水灾害,之后才抵达利比亚。德尔纳是一座约10万人口的城市,灾难的规模十分巨大。然而,其根源并非独特。灾难的发生是由于内战导致的社会政治不稳定、历史性风暴(很可能是气候变迁加剧的结果)以及被忽视的基础设施共同作用的结果。被摧毁的水坝最初建于20世纪70年代,据报道自2002年以来未曾维护。类似的条件在世界许多其他地方都可看到。在德尔纳水坝倒塌之后,专家呼吁重新关注国际上老化且维护不当的水坝问题。联合国大学水、环境与健康研究所的土木工程师兼风险评估研究员杜米纳·佩雷拉(Duminda Perera)指出,世界上大多数大型水坝是在二战后的几十年间建成的,大约从1950年到1985年之间。“50年是合理的安全使用寿命下限,”佩雷拉表示;德尔纳的水坝即将接近这个年龄。2021年,由佩雷拉共同撰写的一份联合国报告评估了全球5万多座大型水坝。他和他的研究伙伴发现,许多国家的水坝平均年龄超过50年,并且倒塌的风险日益增加,这包括美国,美国是世界上第二大拥有大型水坝的国家,仅次于中国,其平均大型水坝的年龄是65年。美国土木工程师协会定期发布关于美国基础设施的“成绩报告”。在最新的2021年评估中,美国的水坝被评为D级。部分原因在于,这些水坝建造时,工程标准和对水文学的理解远未如今这般完善,科罗拉多州的土木工程师兼水坝报告卡的首席作者德尔·香农(Del Shannon)表示。另一个因素则是近年来水坝出现的累积、未解决的结构问题。水具有巨大威力。即使是像胡佛大坝这样的著名混凝土水坝,在时间的推移下,也可能受到其力的破坏,美国国家公园管理局和垦务局前水坝安全工程师马克·贝克(Mark Baker)表示。他曾在水坝安全领域工作30多年。侵蚀会破坏混凝土结构下方及周围的土壤。通常,这些水坝需要加固或新的基础锚定来保持稳定。此外,混凝土本身在长期暴露于自然环境中后也可能因细微的化学反应而强度下降,贝克解释道。土石坝(由压实的黏土、土壤和岩石等材料建成)比混凝土水坝更为常见,因为它们成本更低,香农说。但它们在时间推移下更容易退化。土石坝在内部会被水侵蚀,水从结构中心渗入并将其支撑材料推向下流。如果未进行修复,这将导致渗水,进而形成裂缝,最终可能倒塌。此外,如果泄水口未能及时清除杂草和碎片,或者水坝及其泄洪道无法应对水库的水流量,土石坝也会有被水淹没的风险。这就是当水超过水坝边缘时发生的情况,会引发结构前部的迅速侵蚀。香农表示,不到一小时内,水从这种水坝前部倾泻而下就可能引发倒塌。他补充道,这很可能是导致德尔纳的土石混合水坝失事的机制——尽管在没有更多信息和全面调查的情况下,这一点尚不能确定。佩雷拉和香农表示,定期维护、加固和改造可以将水坝的安全运行寿命延长至100年以上,并将其结构更新至当前标准。但许多水坝并未得到定期维修,也没有优雅地“老去”。根据美国各州水坝安全官员协会2023年的一份报告,仅对美国大部分水坝进行建议的修复工作,估计就需要1575亿美元。此外,世界上其他地区对水坝修复工作的需求和成本数据往往稀少或难以获取。然而,即使政府或私营公司意识到水坝维修的必要性,他们可能缺乏足够的政治意愿和适当资金去采取行动。佩雷拉2021年的联合国报告将几座水坝认定为危险。一个例子是位于印度喀拉拉邦的穆拉佩里亚尔水坝。该水坝已有超过125年的历史,且已有明显的损坏迹象,位于州界,政治关系紧张,且该地区地震频繁。如果该水坝失事,预计将影响约350万人。但目前尚未进行必要的修复工作。在利比亚,工程师们也早已意识到德尔纳水坝的脆弱性。一项去年发表的德尔纳河谷盆地水文研究中警告称:“显然,该研究区域面临着洪水风险。”研究作者进一步写道(译自阿拉伯语):“必须立即采取措施对现有水坝进行定期维护,因为在发生严重洪水时,后果将对山谷和城市居民造成灾难性影响。”如果这一警告曾被认真听取,可能会拯救数千生命。然而,为避免其他地区和人民遭受类似灾难,现在仍为时不晚。佩雷拉表示:“我们应该主动出击,而不是被动应对。”他补充道,投资水坝、建立预警系统和加强应急规划是关键。“这需要全球的努力,”佩雷拉说。
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