What Safety Features Should Subs like the Titan Be Equipped With?

2023-06-24
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Editor’s Note (6/23/23): On June 22 the U.S. Coast Guard announced that a remotely operated vehicle found debris from the Titan submersible. OceanGate Expeditions, the company that owns the vehicle, declared that the Titan and all five people onboard were lost. For more coverage of the submersible, see “What Happened to Imploded Titanic Tourist Sub?” For more on the deep-sea environment where the debris was discovered, read “See How Crushing Pressures Increase in the Ocean’s Depths.”

The following essay is reprinted with permission from The Conversation, an online publication covering the latest research.

The oxygen supply of the missing Titan submersible is expected to run out Thursday around 6 a.m. EST (10 a.m. GMT).

A frantic search continues for the Titan and its five occupants, with sonar buoys having recorded “banging” noises in the search area on Tuesday and Wednesday.

With the vessel’s fate yet to be determined, the general public is asking questions about the safety of such touristic endeavors.

The context

The context in which the Titan has disappeared is disturbing. Reports have come out detailing court documents from a 2018 case that show OceanGate, the company responsible for the Titan, fired employee David Lochridge after he expressed concerns about the submersible’s safety.

Lochridge disagreed with OceanGate about the best way to demonstrate the asset’s seaworthiness, and objected to OceanGate’s decision to perform dives without prior “non-destructive testing” to the vessel’s hull to prove its integrity.

Also in 2018, a letter sent to OceanGate by the Manned Underwater Vehicles Committee of the Marine Technology Society, signed by 38 experts, expressed reservations about the submersible’s safety. They said the “[…] experimental approach adopted by OceanGate could result in negative outcomes (from minor to catastrophic) that would have serious consequences for everyone in the industry”.

As we can see from these exchanges, the engineering and regulation of deep-sea submersibles remains somewhat uncharted territory. And since the Titan operates in international waters, it is technically free from governance by any single nation’s regulations.

In this case, most submersible designers would elect to have a classification society certify the vessel’s design. OceanGate made the conscious decision to refuse to do this for the Titan.

Seaworthiness of submersibles

When we talk about the “seaworthiness” of a marine vessel, we are essentially asking if it is fit for purpose, safe to operate, and compliant with the protection of the environment.

For the Titan, fitness for purpose could be summarised by the ability to safely launch from a mothership on the water’s surface, operate autonomously down to 4,000m (the approximate depth of the Titanic shipwreck), and resurface for recovery by the mothership after a dive of a few hours.

Safety to operate would mean no equipment is damaged and no passengers are prone to injury (or worse) while onboard. And protection of environment means the submersible would not have any significant impact on its surroundings, such as through pollution or disturbing the ecosystem.

However, this is the blue-sky scenario. Deep-sea submersibles operate in a hostile environment, and things can go wrong.

Pressure resistance

Submersibles and submarines are shaped the way they are because spheres and cylinders are geometrically more resistant to crushing pressures.

Instead of operating in a breathable atmosphere of 1 bar, the Titan would have to withstand 370 bars of pressure in seawater at the depth of the Titanic. Any defect in the hull could result in instantaneous implosion.

So what is the threshold below which an “out-of-circularity” geometry becomes a defect?

Industries using underwater vessels at depths of a few hundred metres will often use steel hulls, which usually have an out-of-circularity threshold below 0.5% of the vessel’s diameter. Would that criterion be safe enough for the pressure hull of the Titan at 4,000m?

The Titan is made of a composite carbon fibre-titanium hull. It is extremely complicated to design and structurally assess these materials, compared to metallic material only. One can assume this is why OceanGate equipped the Titan with a “real-time hull health monitoring system”.

It’s unclear if the system actually measures the stresses with strain gauges in the hull, or if it is (as Lochridge warned) an acoustic analysis that would only alert people about imminent problems “often milliseconds before an implosion”.

Safety for pressure hull integrity requires analysing various failure modes, before determining a safety coefficient for each mode, depending on the deep diving depth aimed at.

After the design is verified (through calculations), real-world validation should occur in two steps.

Non-destructive testing should be done on the manufactured pressure hull, to check the preciseness of its geometry and any out-of-circularity aspects.

Then, actual dives (ideally unmanned) should be carried out at progressively increasing depths, with stress gauges used to measure actual values against predictions. We don’t know whether the Titan underwent such tests.

Back-ups and redundancy

In designing the functional architecture and selecting equipment, a designer would consider a number of “what if” scenarios to recover from:

  • what if main power sources fail?
  • what if my computer crashes and the pilot loses control?
  • what if my main communication system fails?
  • how can the submersible signal to the mothership there is a problem?

These scenarios commit the naval architects to ensure what’s called a safety SFAIRP (so far as is reasonably practicable). This involves not only mitigating the consequences of an accident, but also preventing it from happening.

In practical terms, it means having:

  • a reserve of oxygen (such as while waiting for a rescue party)
  • reliable main power sources and back-up systems
  • another power source (such as hydraulic) in case of power loss – this would help, for example, to release safety leads to get positive buoyancy and rise back to the surface.

Each of these systems would need a specific verification (theoretical) and validation (tests) for the specific environment.

Commercial off-the-shelf equipment can potentially fit onboard, if a demonstration of fitness for purpose is made for various scenarios. However, most of the external components (because of crushing pressure) and safety systems would warrant custom design.

According to reports, the Titan was using certain “off-the-shelf” equipment, but it’s difficult to say whether this was certified for its intended use at these depths.

Safety systems

In the Titan’s case, a tether with the mothership would have ensured instant two-way communication and a higher data exchange rate. But these cables can get entangled with potential hazards at a shipwreck site.

As such, tethers are mostly used for unmanned vehicles; manned submersibles prefer to trust the pilot. Also, GPS, portable satellite phones and automatic identification systems can’t be used underwater. These tools use electromagnetic waves that don’t propagate deep underwater (although they could be used on the surface).

Some submarines are equipped with a distress beacon, the equivalent of an emergency position indicating radio beacon (EPIRB). This can be released at the captain’s order, or via a “dead-man” switch; if the pilot responds to a test at regular intervals, a sudden lack of response leads the system to assume the crew is incapacitated.

Hopefully, the “banging” sounds that have been reported are the Titan’s crew and passengers banging against the pressure hull every 30 minutes. This is a technique taught to military submarine crew when grounding on the sea floor.

A high-frequency acoustic pinger would be even more efficient, as this would provide directional accuracy to home onto a distressed submersible.

There are a number of situations that can unfold on the surface too, in the case that the Titan has floated its way up. Even if has (or will do so), the crew and passengers can’t open the vessel’s bolted hatch. They would likely have to continue to contend with the potentially fouled atmosphere inside.

Further complicating matters is the Titan’s white colour, which would make it harder to spot in the foaming sea. This is why floating assets detected from above are usually in orange or yellow shades allowing higher visibility.

The future of deep-sea submersibles

Hopefully, the crew and passengers of the Titan will be rescued. But if the worst happens, forensic examination will inevitably look into whether the Titan met the basic thresholds to demonstrate seaworthiness.

Although various classification societies propose a set of rules for commercial submarines and submersibles, opting to follow these rules remains a voluntary process (which the asset’s insurer usually pushes for).

It’s time to acknowledge that going deep is as complex, if not more complex, than going into space – and that ensuring the safety of submersibles ought to be more than a matter of choice.

This article was originally published on The Conversation. Read the original article.

参考译文
像泰坦这样的潜水器应配备哪些安全功能?
编辑按(6月23日):6月22日,美国海岸警卫队宣布,一台遥控潜水器发现“泰坦”潜水器的残骸。“泰坦”的拥有公司OceanGate Expeditions表示,该潜水器及船上五人已失联。欲了解更多关于该潜水器的信息,请阅读“失联的泰坦号潜水器发生了什么?”关于残骸被发现的深海环境的更多信息,请阅读“深入海底,看看压力是如何增加的”。以下文章经The Conversation授权转载,The Conversation是一家在线刊物,报道最新的研究成果。据预计,失踪的“泰坦”号潜水器的氧气供应将在美国东部时间6月29日上午6点(格林尼治标准时间上午10点)耗尽。目前仍在疯狂寻找“泰坦”及其五名乘员,周二和周三在搜索区域的声呐浮标录到了“敲击”声。尽管潜水器的命运尚未明确,公众仍在质疑此类旅游活动的安全性。背景“泰坦”失联的背景令人不安。一份2018年的法院文件披露,OceanGate公司曾解雇员工David Lochridge,因为他对该潜水器的安全状况表示担忧。Lochridge不同意OceanGate公司关于如何证明该设备适航性的看法,并反对OceanGate公司决定在未对船体进行任何“无损检测”以证明其结构完整性的前提下进行下潜。同样在2018年,海洋技术学会的载人水下航行器委员会曾向OceanGate公司发送过一封信,由38位专家联署,表达了对该潜水器安全性的担忧。他们说:“OceanGate采用的实验性方法可能导致从轻微到灾难性的后果,对整个行业都会造成严重后果。”从这些交流中可以看出,深海潜水器的工程设计和监管仍处于某种程度的未知领域。由于“泰坦”在国际水域运行,因此从技术上讲,不受任何单一国家法规的约束。在这种情况中,大多数潜水器设计师会选择让分类机构对潜水器的设计进行认证。OceanGate则明确决定对“泰坦”不进行此类认证。潜水器的适航性当我们谈论一艘海事船只的“适航性”时,我们实际上是在问它是否适合其用途,是否安全运行,并是否符合环境保护的要求。对于“泰坦”来说,其“适合用途”可以概括为:安全从母船出发,自主下潜至4000米(沉没的泰坦尼克号的大致深度),并在数小时下潜后安全返回母船进行回收。安全运行意味着船上设备没有损坏,乘客不会受到伤害(或更糟的后果)。而环境保护则意味着潜水器不会对其周围环境产生重大影响,例如通过污染或扰乱生态。然而,这只是理想情况。深海潜水器运行在恶劣环境中,事情可能会出错。抗压性潜水器和潜艇之所以设计成球形和圆柱形,是因为这些几何形状在抗压方面更优越。在海面上,大气压是1个大气压,而在泰坦尼克号沉没的深度,压力会达到370个大气压。船体上的任何缺陷都可能导致立即坍塌。那么,几何形状偏离圆形的阈值是多少时,才能被认定为缺陷呢?在几百米深度下作业的潜水器行业通常使用钢制船体,其偏离圆度的阈值通常低于船体直径的0.5%。那么,这个标准是否足够适用于“泰坦”在4000米深度下的耐压壳体呢?“泰坦”的船体是由碳纤维和钛合金制成的复合材料。相比仅使用金属材料,这类材料的设计和结构评估要复杂得多。可以推测,这就是为什么OceanGate为“泰坦”配备了“实时船体健康监测系统”的原因。目前尚不清楚该系统是否真的通过应变计测量船体上的应力,还是(正如Lochridge警告的那样)通过声学分析,只能在坍塌发生前的“几毫秒内”发出警报。船体完整性的安全性需要分析各种失效模式,并根据目标下潜深度确定每种模式的安全系数。在设计得到验证(通过计算)后,应在现实世界中分两步进行验证:首先,应对制造好的耐压壳体进行无损检测,以检查其几何精度和偏离圆度的情况;其次,应逐步增加深度进行实际下潜(最好是无人驾驶)测试,并使用应力计测量实际数值与预测值的差异。我们尚不清楚“泰坦”是否经历了这些测试。备用系统和冗余设计在设计功能架构和选择设备时,设计师需考虑若干“如果……怎么办”的情景来进行应对。例如:如果主电源失效怎么办?如果电脑崩溃导致飞行员失去控制怎么办?如果主通信系统失效怎么办?潜水器如何向母船信号表明发生了问题?这些情景促使船舶工程师确保所谓的“安全可行至合理程度”(SFAIRP,So Far As Is Reasonably Practicable)。这不仅包括减轻事故的后果,还包括预防事故的发生。实际上,这意味着:准备氧气储备(如等待救援时);配备可靠的主电源和备用系统;在主电源失效的情况下,配备另一个电源(如液压系统),这有助于释放安全绳索以获得正浮力并返回水面。每个系统都需要特定的理论验证和实际测试,以应对特定环境。如果能证明适用于各种场景,商业现成设备可能适用于船上安装。然而,由于深海压力巨大,大多数外部组件和安全系统则需要定制设计。据报告,“泰坦”使用了某些“现成”设备,但很难说这些设备是否经过了在这些深度应用的认证。安全系统在“泰坦”一案中,与母船的连接线缆可以确保即时双向通信和更高数据传输率。但这些线缆可能在沉船现场被缠绕在潜在的障碍物上。因此,线缆通常用于无人驾驶设备;载人潜水器则更依赖驾驶员。此外,GPS、便携式卫星电话和自动识别系统无法在水下使用,这些设备使用电磁波,无法在深海中传播(尽管它们可以在水面使用)。一些潜艇配备了紧急信标,相当于紧急位置指示无线电信标(EPIRB),可以在舰长的命令下释放,或者通过“死人开关”触发;如果驾驶员在定期测试时没有响应,系统将假设船员已失去能力。希望所报告的“敲击”声是“泰坦”船员和乘客每隔30分钟敲击耐压壳体的声音。这是海军潜艇船员在搁浅海底时被教授的技巧。一个高频声波信标将更有效,因为它能提供方向精度,以定位遇险潜水器。如果“泰坦”浮出水面,也有多种可能的情形。即使它已经(或将要)浮出水面,船员和乘客也无法打开船体上的螺栓舱门。他们可能仍需继续面对潜在的舱内空气污染问题。更复杂的是,“泰坦”为白色,在起泡的海面上很难被发现。这也就是为什么从上方探测的漂浮物通常采用橙色或黄色,以提高可见性。深海潜水器的未来希望“泰坦”的船员和乘客能被成功营救。但如果最坏的情况发生,法医调查将不可避免地会审视“泰坦”是否满足了基本的适航标准。尽管各种分类机构为商业潜艇和潜水器提出了一套规则,但选择遵循这些规则仍然是自愿的(通常由资产保险公司推动)。现在是时候承认,深海潜水与进入太空一样复杂,甚至是更复杂——确保潜水器的安全不应只是一次选择。本文最初发布于The Conversation。阅读原始文章。
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